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Securities Professional Fined $3.6M for 19-Year Unauthorized Trading, Cumulative Losses Hit 4.76M Yuan

GateNews

2026-05-24 06:58:52

According to the Tianjin Securities Regulatory Bureau, a securities professional named Chi Wei was penalized on May 24 for unauthorized trading using others' accounts over 19 years, resulting in cumulative losses of 4.76 million yuan. The regulator imposed a fine of 250,000 yuan, determining that Chi Wei's conduct violated securities law provisions prohibiting industry professionals from directly or indirectly holding or trading stocks under assumed or borrowed names. The bureau cited the violation's nature, circumstances, and social harm in issuing the administrative penalty.

Disclaimer: The information on this page may come from third-party sources and is for reference only. It does not represent the views or opinions of Gate and does not constitute any financial, investment, or legal advice. Virtual asset trading involves high risk. Please do not rely solely on the information on this page when making decisions. For details, see the Disclaimer.

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